Conducting business on mobile devices – e.g., phones and laptops – is a necessity in our industry. However, compliance and security gaps continue to surface, despite compliance policies and data safekeeping measures. These gaps are creating regulatory and reputational risks, some with hefty associated price tags. For example, the SEC is now targeting investment companies for “off-channel” communications. Similar efforts with institutional broker-dealers resulted in nearly $3 billion in fines in less than two years. Meanwhile, access and data through mobile devices remain a favorite breach point of cybercriminals targeting investor data. Recent events show that even pension funds are not immune to attacks.
In this webinar featuring compliance and security solution experts from T-Mobile for Business, we’ll cover:
- How compliance gaps occur in mobile device communication
- Policy vs. technology solutions
- How and where access and data security gaps occur on mobile devices
- SIM, app and device-based solutions
